Officer 2, Operational Compliance Services

About the role

Join a leading Investor Services group as an Officer 2 in Operational Compliance Services. You will support the firm’s AML, KYC, FATCA and CRS compliance programmes, ensuring accurate client onboarding and ongoing regulatory adherence.

Key responsibilities

• Execute AML and KYC processes, reviewing documentation, processing standard investor onboarding files and maintaining data accuracy.
• Manage FATCA/CRS documentation, validate classifications, verify GIINs against IRS records and conduct periodic reviews.
• Monitor compliance requirements and deadlines, perform basic risk assessments and keep comprehensive regulatory documentation.
• Prepare regulatory reports, maintain tracking systems and document compliance findings for audit readiness.
• Provide client support for routine inquiries, maintain regulatory communication and follow escalation procedures for complex matters.

Required profile

• Degree holder in law or an equivalent qualification, with an ACAMS orientation.
• Minimum of 2 years’ experience in a compliance, AML/KYC or related role.
• Experience in a similar position is advantageous.

Required skills

• AML (Anti‑Money Laundering)
• KYC (Know Your Customer)
• FATCA and CRS compliance
• Risk assessment
• Regulatory reporting