Officer 3, Operational Compliance Services

About the role

This Officer 3 position supports the Operational Compliance Services team by handling low to moderate complexity AML/KYC and FATCA matters. Working under moderate supervision, you will execute standard compliance activities while deepening your understanding of regulatory requirements.

Key responsibilities

• Execute standard AML/KYC processes and perform basic risk assessments.
• Maintain accurate regulatory documentation and tracking systems.
• Support client communication, handle routine queries, and process investor onboarding files and periodic reviews.
• Monitor compliance deadlines, ensure adherence to regulations, and follow escalation procedures when needed.
• Process and validate FATCA/CRS documentation, verify GIINs and confirm FATCA classifications against IRS records.
• Review and track KYC documentation, prepare regulatory reports, and document compliance findings.

Required profile

• Degree in Law or an equivalent qualification, ACAMS‑oriented.
• At least 2 years of professional experience, preferably in a similar compliance role.
• Familiarity with risk assessment processes and regulatory documentation standards.

Required skills

What we offer

• Competitive remuneration based on market rates and experience.
• Generous pension scheme with employer contributions.
• 22 days of paid annual leave plus enhanced parental leave.
• Flexible working arrangements to support work‑life balance.
• Training, tools and a development plan to grow your compliance expertise.