Compliance Executive

About the role

We are looking for a Compliance Executive to join our team and ensure that all operations adhere to regulatory standards. The role involves conducting due diligence, monitoring legislative changes, and providing guidance to management and staff.

Key responsibilities

• Conduct due‑diligence checks before onboarding new clients.
• Perform periodic reviews of corporate files in line with regulatory requirements.
• Develop, review and update compliance policies, procedures and manuals.
• Identify compliance vulnerabilities and assist in creating corrective action plans.
• Design and deliver compliance training programs.
• Prepare compliance reports for senior management and governance committees.
• Support investigations of complaints and coordinate actions with other departments.
• Manage regulatory inspections and visits.
• Monitor legal and regulatory developments and advise directors on implications.

Required profile

• LLB (Hons) or Law, Management, or a related professional qualification.
• Minimum three years of experience in a compliance role within the global financial sector.
• Strong knowledge of legislation, regulatory environments and compliance standards.
• Excellent analytical and communication abilities.
• Ability to work both independently and collaboratively.
• Detail‑oriented with a proactive problem‑solving approach.

Required skills