Officer 3, Operational Compliance Services

About the role

The Officer 3, Operational Compliance Services role is responsible for handling low to moderate complexity AML/KYC and FATCA matters with moderate supervision. You will independently execute standard compliance activities while deepening your understanding of regulatory requirements and risk assessment procedures.

Key responsibilities

• Execute standard AML/KYC processes, perform basic risk assessments, and maintain accurate regulatory documentation.
• Support client communication, handle routine queries, and process investor onboarding files and periodic reviews efficiently.
• Monitor compliance requirements and deadlines, ensure adherence to regulations, and follow escalation procedures when needed.
• Process and validate FATCA/CRS documentation, verify GIINs, and confirm FATCA classifications against IRS records.
• Review and track KYC documentation, prepare regulatory reports, document compliance findings, and maintain tracking systems.

Required profile

• Degree in Law or an equivalent qualification, ACAMS‑oriented.
• At least 2 years of professional experience, preferably in a similar compliance role.
• Familiarity with risk assessment processes and regulatory documentation standards.

Required skills

What we offer

• Competitive remuneration based on market rates and individual qualifications.
• Generous pension scheme with employer contributions.
• 22 days of paid annual leave plus enhanced maternity, paternity, shared parental, and adoption leave.
• Flexible working arrangements to support work‑life balance.
• Training, tools, and a development plan to grow your skills.