Risk and Compliance Officer / DMLRO (Senior Associate)
Stonehage Fleming · Moka
Job description
About the role
We are looking for a Senior Associate – Risk & Compliance / DMLRO to join our Risk & Compliance function. This role sits in the second line of defence, providing hands‑on support across financial crime compliance, regulatory advisory, monitoring and operational risk.
Key responsibilities
- Undertake risk‑based reviews of client files and post‑transaction monitoring to ensure AML/CFT, sanctions and internal policy compliance.
- Provide practical advice on client onboarding, due diligence, payments, and new business proposals.
- Maintain auditable records, prepare management information, compliance reports and track actions with first‑line teams.
- Support data‑protection activities, including data‑map reviews, privacy impact assessments and incident handling.
- Investigate suspicious transactions, prepare STRs for the FIU and escalate high‑risk matters to the MLRO.
- Identify, record and monitor operational risks, incidents and control weaknesses, ensuring timely remediation.
Required profile
- Minimum 4–6 years of experience in risk, compliance, financial crime or a related control function.
- Strong working knowledge of AML/CFT, fraud and relevant regulatory requirements.
- Experience in financial services, fiduciary, investment or wealth management is preferred.
- Understanding of the Mauritian regulatory environment (FSC, FIU) is an advantage.
- Excellent analytical skills with high attention to detail.
- Ability to engage confidently with stakeholders at all levels.
Required skills
Questions fréquentes
Why are you reporting this job?
Apply in 30 seconds
Enter your email to apply. An account will be created automatically.
By continuing, you accept our terms of use.
Already have an account? Login
Published 12 hours ago
Expires 1 month from now
6 views · 0 applications
Boost your chances
Upload your CV — we will match you with relevant openings.
Analyzing your CV...
Stonehage Fleming
Moka