Senior Compliance Executive

About the role

We are looking for a highly motivated Senior Compliance Executive to lead our compliance function within a Mauritius‑based management company. The role demands deep knowledge of the local regulatory landscape and international standards, ensuring that all entities operate in full accordance with FSC, FIAMLA, FIAML and AML/CFT requirements.

Key responsibilities

• Maintain full compliance with FSC regulations, FIAMLA, FIAML and AML/CFT guidelines across all entities.
• Design, implement and continuously improve the company’s compliance framework, internal controls, policies and procedures.
• Conduct periodic compliance reviews of client files and manage statutory filings with the Registrar of Companies, FSC and MRA.
• Oversee client onboarding, KYC, CDD/EDD and risk profiling processes.
• Coordinate external AML/CFT audits and ensure timely completion of independent audit reports.
• Prepare regulatory returns, compliance reports and board‑level documentation.
• Monitor FATCA/CRS classifications, prepare related filings and declarations.
• Assist in transaction monitoring, flagging and escalating suspicious activities.
• Maintain compliance registers, risk logs and internal documentation, including Business and Client Risk Assessments.
• Liaise with regulators, respond to inspections, audits and regulatory inquiries.
• Deliver training on compliance, AML/CFT and regulatory updates to staff and management.
• Track changes in local and international regulations and advise senior management accordingly.

Required profile

• LLB, LLM, ACAMS or a degree in Law, Finance, Management or a related field.
• 2–6 years of experience in compliance or risk management within financial services or management companies.
• Strong understanding of Mauritius’ regulatory environment and international standards such as FATCA, CRS and AML/CFT.
• Excellent analytical, communication and organisational abilities.

Required skills

• Proficiency in Microsoft Office.
• Experience with client relationship management (CRM) systems.