Compliance Assistant

About the role

The Compliance Assistant will work closely with the Associate Manager and senior officers to ensure the firm meets all regulatory obligations and manages client risk effectively. This entry‑level position involves a mix of due‑diligence, regulatory approvals, and client file reviews within a global investor services environment.

Key responsibilities

• Assist in processing and maintaining regulatory approvals, keeping documentation up‑to‑date with AML/CFT and corporate governance requirements.
• Conduct Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) for Politically Exposed Persons (PEPs) and Related Exposed Persons (REPs), including risk profiling and World‑Check/internet searches.
• Review client files for less complex structures and prepare re‑assessment reports covering AML/CFT, corporate governance and code of business conduct frameworks.
• Prepare administrators’ compliance reports and support periodic reviews for high, medium and low‑risk clients under supervision.
• Ensure compliance with information security protocols and protect the firm’s information assets according to the ISMS.

Required profile

• Degree in Law or a related field.
• Minimum of 1 year experience in the financial services sector, preferably in compliance or operations.

Required skills