Associate Executive – Regulatory & Compliance

About the role

The Associate Executive – Regulatory & Compliance will support our compliance function by preventing, detecting, and responding to regulatory, AML/CFT and other compliance risks. Working with minimal supervision, you will conduct client onboarding reviews, help design KYC frameworks, and provide FATCA and CRS support across multiple jurisdictions.

Key responsibilities

• Perform multi‑jurisdictional KYC reviews, due‑diligence, sanctions and World‑Check screenings, and account verification.
• Manage KYC documentation, conduct file reviews and gap analyses, and recommend remedial actions.
• Support FATCA and CRS compliance, monitor regulatory developments, and draft/update Key Operating Procedures.
• Deliver high‑quality, error‑free work within agreed timelines and communicate risks or delays promptly.
• Collaborate with business teams, train junior colleagues, and protect information assets in line with ISMS requirements.
• Undertake additional compliance‑related duties as required.

Required profile

• Experience in regulatory compliance, AML/CFT, KYC, FATCA or CRS within a financial services environment.
• Ability to work independently with minimal supervision and exercise sound judgment.
• Strong analytical skills and attention to detail.
• Effective communication skills for interacting with stakeholders and junior staff.

Required skills

What we offer

• Competitive remuneration based on market rates and individual qualifications.
• Generous pension scheme with employer contributions.
• 22 days of paid annual leave plus enhanced parental benefits.
• Flexible working arrangements to support work‑life balance.
• Opportunities for professional development and career progression.